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Diss Factsheets

Administrative data

Endpoint:
developmental toxicity
Type of information:
experimental study
Adequacy of study:
key study
Study period:
15 March 2017 - 27 November 2017
Reliability:
1 (reliable without restriction)
Rationale for reliability incl. deficiencies:
guideline study
Cross-reference
Reason / purpose for cross-reference:
reference to other study
Reference
Endpoint:
repeated dose toxicity: oral, other
Remarks:
Dose range finding study
Type of information:
experimental study
Adequacy of study:
supporting study
Study period:
28 November 2016 - 10 November 2017
Reliability:
1 (reliable without restriction)
Rationale for reliability incl. deficiencies:
test procedure in accordance with generally accepted scientific standards and described in sufficient detail
Qualifier:
no guideline followed
Principles of method if other than guideline:
- Principle of test: The toxicity of CAPA 2047A, after daily oral administration (gavage) to rats, was investigated over a period of 2 consecutive weeks.
- Short description of test conditions: In this study, the toxicity of CAPA 2047A was tested orally on Sprague Dawley SD rats at dose levels of 100, 300 and 1000 mg/kg/day for two consecutive weeks at a dose volume of 4mL/kg body weight in corn oil.
- Parameters analysed / observed: clinical signs, mortality check, body weight and food consumption. At termination, all animals were subjected to a detailed macroscopic examination along with organ weights and tissue retention.
GLP compliance:
yes
Limit test:
no
Specific details on test material used for the study:
Identity: CAPA(TM) 2047A
Chemical name: 2-oxepanone polymer with 1,6-hexanediol
Batch no.: WAD000129
CAS: 36609-29-7
EC: 609-271-5
Purity: 100% (UVCB)
Expiry: 19 July 2018
Storage: +18°C (+14-22 °C), protected from light
Species:
rat
Strain:
Sprague-Dawley
Details on species / strain selection:
The Sprague Dawley SD rat was the species and strain of choice because it is accepted by many regulatory authorities and there is ample experience and background data on this species and strain.
Sex:
male/female
Details on test animals or test system and environmental conditions:
TEST ANIMALS
- Source: Envigo RMS srl, San Pietro al Natisone (UD), Italy
- Age at arrival: 27-29 days
- Weight at arrival: males: 85-86 g and females: 90-100 g
- Housing: up to 5 of one sex per cage
- Diet (e.g. ad libitum): commercially available laboratory rodent diet (4 RF 21, Mucedola S.r.l., Via G. Galilei, 4, 20019 SettimoMilanese (MI), Italy); ad libitum
- Water (e.g. ad libitum): drinking water; ad libitum
- Acclimation period: 18 days

ENVIRONMENTAL CONDITIONS
- Temperature (°C): 22 ± 2 °C
- Humidity (%): 55 ± 15%
- Air changes (per hr): 15 - 20
- Photoperiod (hrs dark / hrs light): 12 hrs dark/12 hrs light
Route of administration:
oral: gavage
Details on route of administration:
The test item was administered orally, by gavage. The oral route was selected as it is a possible route of exposure of the test item in man.
Vehicle:
corn oil
Details on oral exposure:
- PREPARATION OF DOSING SOLUTIONS: The required amount of CAPA 2047A was dissolved/suspended in the vehicle. The formulation was prepared daily at concentrations of 25, 75 and 250 mg/mL. Concentrations were calculated and expressed in terms of test item as supplied. The test item was administered orally, by gavage at a dose volume of 4mL/kg. Control animals received the vehicle alone at the same dose volume. The dose was administered to each animal on the basis of the most recently recorded body weight and the volume administered was recorded for each animal.

- VEHICLE: corn oil
Analytical verification of doses or concentrations:
no
Details on analytical verification of doses or concentrations:
n.a.
Duration of treatment / exposure:
2 weeks
Frequency of treatment:
Once a day, 7 days a week
Dose / conc.:
0 mg/kg bw/day (nominal)
Remarks:
Vehicle (corn oil) control
Dose / conc.:
100 mg/kg bw/day (nominal)
Remarks:
Low dose group
Dose / conc.:
300 mg/kg bw/day (nominal)
Remarks:
Mid dose group
Dose / conc.:
1 000 mg/kg bw/day (nominal)
Remarks:
High dose group
No. of animals per sex per dose:
4
Control animals:
yes, concurrent vehicle
Details on study design:
Three groups, each of 4 male and 4 female Sprague Dawley SD rats, received the test item at dose levels of 100, 300 and 1000 mg/kg/day for 2 consecutive weeks. A fourth similarly constituted group received the vehicle alone (corn oil) and acted as a control.
- Dose selection rationale: not reported
- Rationale for animal assignment: Each group comprised 4 male and 4 female rats. The group identification and animal numbers assigned to the treatment are summarized below:
Group 1 (0 mg/kg bw/day) Rat numbers: males (even) 2-8, females (odd) 1-7
Group 2 (100 mg/kg bw/day) Rat numbers: males (even) 10-16, females (odd) 9-15
Group 3 (300 mg/kg bw/day) Rat numbers: males (even) 18-24, females (odd) 17-23
Group 4 (1000 mg/kg bw/day) Rat numbers: males (even) 26-32, females (odd) 25-31
The rat numbers listed above formed the last digits of a computer generated 8 figure animal number (the remaining digits of the animal number were different for each concurrent study and served to ensure unique animal numbering for any study employing computerised data collection). The computerised system used in this study was Pristima, Version 6.4.1.
Positive control:
n.a.
Observations and examinations performed and frequency:
CAGE SIDE OBSERVATIONS: Yes
- Time schedule: Throughout the study, all animals were checked early in each working day and again in the afternoon. At weekends and Public Holiday, a similar procedure was followed except that the final check was carried out at approximately mid-day.

DETAILED CLINICAL OBSERVATIONS: Yes
- Time schedule: Once before commencement of treatment and once daily during treatment, each animal was observed and any clinical signs recorded. Observations were performed at the same time interval each day

BODY WEIGHT: Yes
- Time schedule for examinations: Each animal was weighed on the day of allocation to treatment group, on the day that treatment commenced, twice weekly thereafter and just prior to necropsy.

FOOD CONSUMPTION:
- Food consumption for each animal determined and mean daily diet consumption calculated as g food/kg body weight/day: Yes
- Time schedule: The weight of food consumed by each cage of rats was recorded at weekly intervals following allocation.

HAEMATOLOGY: No

CLINICAL CHEMISTRY: No

- OTHER: Organ weights: adrenal glands, brain (verebrum, cerebellum, medulla/pons), epididymides, heart, kidneys, liver, spleen, testes, thymus (where present)
Sacrifice and pathology:
GROSS PATHOLOGY: Yes (see table 1 under "Any other information on materials and methods incl. tables")

HISTOPATHOLOGY: No
Statistics:
Standard deviations were calculated as considered appropriate. For continuous variables the significance of the differences amongst groups was assessed by analysis of variance. Differences between each treated group and the control group were assessed by Dunnett’s test using a pooled error variance. The homogeneity of the data was verified by Bartlett’s test before Dunnett’s test. If the data were found to be inhomogeneous, a Modified t test (Cochran and Cox) was applied.
The mean values, standard deviations and statistical analysis were calculated from the actual values in the computer without rounding off.
Clinical signs:
no effects observed
Description (incidence and severity):
No clinical signs were observed in any animal during the 2 weeks of treatment.
Mortality:
no mortality observed
Description (incidence):
No mortality was observed during the treatment.
Body weight and weight changes:
effects observed, non-treatment-related
Description (incidence and severity):
No differences were noted in body weight of male animals. The group mean body weight of high dose female rats remained lower than control (approximately -8%) for the entire treatment period. It should be noted, however, that this difference was already present at the start of dosing, and was therefore not ascribed to treatment with the test item.
Food consumption and compound intake (if feeding study):
effects observed, non-treatment-related
Description (incidence and severity):
The food consumed by treated males was similar to control animals throughout the study. A slight reduction in food consumption was noted in high dose females compared to controls, in particular during the first week of treatment. Since there was a trend of recovery over the second week of treatment, this finding was considered of minor toxicological significance.
Food efficiency:
not examined
Water consumption and compound intake (if drinking water study):
not examined
Ophthalmological findings:
not examined
Haematological findings:
not examined
Clinical biochemistry findings:
not examined
Urinalysis findings:
not examined
Behaviour (functional findings):
not examined
Immunological findings:
not examined
Organ weight findings including organ / body weight ratios:
no effects observed
Description (incidence and severity):
No changes were noted at organ weight analysis after 2 weeks of treatment.
Gross pathological findings:
effects observed, non-treatment-related
Description (incidence and severity):
Animals killed at termination did not show changes that could be considered treatment-related. The changes observed are suggested to be incidental or characteristically seen in untreated Sprague Dawley rats of the same age.
Neuropathological findings:
not examined
Histopathological findings: non-neoplastic:
not examined
Histopathological findings: neoplastic:
not examined
Other effects:
no effects observed
Details on results:
No death occurred and no clinical signs were observed during the study. No toxicologically relevant changes were noted in body weight since the reduction was observed at the start of dosing only. No treatment-related effects in food consumption were observed. The slight reduction in food consumption observed in the high dose females was observed in the first week of treatment and a trend od recovery over the second week of treatment indicate, that these effects are considered of minor toxicological significane. The organ weights of treated animals were similar to controls. No treatment-related changes were noted at post mortem macroscopic observations.
Key result
Dose descriptor:
other: Maximum dose level for subsequent studies
Effect level:
1 000 mg/kg bw/day (nominal)
Based on:
test mat.
Sex:
male/female
Basis for effect level:
other: no adverse effects observed
Key result
Critical effects observed:
no

Table 2: Summary of relevant findings in the 2 -week study with CAPA 2047A

Males Females
mg/kg bw/day 0 100 300 1000 0 100 300 1000
n 4 4 4 4 4 4 4 4
Mortality - - - - - - - -
Clinical signs - - - - - - - -
Mean body weight (g) Dosing Day 1/4/8/11/15 233.48/255.45/270.93/295.95/307.78 233.85/260.83/276.05/301.30/314.38 231.30/258.43/277.80/299.93/313.70 235.73/258.45/275.75/294.03/306.75 183.30/196.38/206.78/217.53/220.00 181.18/194.25/202.58/215.68/223.83 182.25/188.20/197.78/211.43/216.88 174.60/179.13/190.13*D/199.28/203.00
Mean food consumption (g) Dosing Day 8/15 19.88/20.25 20.94/20.91 21.30/21.43 20.89/20.48 15.59/16.06 14.86/15.68 14.70/14.33 12.07/14.42
Gross pathological findings
Thymus - abnormal colour (1 animal) Liver - abnormal shape (2 animals)
Thymus - abnormal colour (2 animals)
Liver - abnormal size (1 animal) - - - - Lungs - abnormal colour (1 animal)
Thymus - abnormal area(s) (1 animal)

* Dunnett LSD Test Significant at the 0.05 level

Conclusions:
Based on the results obtained in this study, it can be concluded that no treatment-related effects were observed at any dose level, and therefore, the high dose level, 1000 mg/kg/day, could be used in a toxicity study of longer duration.
Executive summary:

In a 2-week repeated dose toxicity study, the test item CAPA 2047A (2-oxepanone polymer with 1,6-hexanediol, 100% purity(UVCB)) in corn oil was administered to Sprague-Dawley rats (4/sex/dose) by gavage at dose levels of 0, 100, 300 and 1000 mg/kg bw/day for once a day, 7 days a week for 2 weeks.

No death occurred and no clinical signs were observed during the study. No toxicologically relevant changes were noted in body weight and food consumption data. The organ weights of treated animals were similar to controls. No treatment-related changes were noted at post mortem macroscopic observations. Based on the results obtained in this study, it can be concluded that no treatment-related effects were observed at any dose level, and therefore, the high dose level, 1000 mg/kg/day, could be used in a toxicity study of longer duration.

Data source

Reference
Reference Type:
study report
Title:
Unnamed
Year:
2017
Report date:
2019

Materials and methods

Test guideline
Qualifier:
according to guideline
Guideline:
OECD Guideline 414 (Prenatal Developmental Toxicity Study)
Version / remarks:
adopted 22 January 2001
Deviations:
no
GLP compliance:
yes
Limit test:
no

Test material

Constituent 1
Chemical structure
Reference substance name:
2-Oxepanone, polymer with 1,6-hexanediol
EC Number:
609-271-5
Cas Number:
36609-29-7
Molecular formula:
l(HO(CH2)5CO)-O(CH2)6O-(CO(CH2)5OH)m
IUPAC Name:
2-Oxepanone, polymer with 1,6-hexanediol
Test material form:
liquid
Specific details on test material used for the study:
Identity: CAPA(TM) 2047A
Chemical name: 2-Oxepanone polymer with 1,6-hexanediol
Batch number: WAD000129
Purity: 100 % (UVCB)
CAS number: 36609-29-7
EC number: 609-271-5
Expiry date: 19 July 2018
Storage conditions +18 °C (+14 - 22 °C), protected from light

Test animals

Species:
rat
Strain:
Sprague-Dawley
Details on test animals or test system and environmental conditions:
TEST ANIMALS
- Source: Envigo RMS, Italy
- Age at study initiation: at least 11 weeks after arrival
- Weight at study initiation: 178-234 g for females and 287-303 g for males after arrival
- Fasting period before study: not specified
- Housing: Before and after the pairing period, the animals were housed no more than 5 of one sex in polysulfone solid bottomed cages, measuring 59.5×38×20 cm. Nesting material was provided inside suitable bedding bags and changed at least twice a week. In addition, suitable nesting material was provided as necessary and changed at least twice a week. During the pairing period, the rats were housed on the basis of 1 male to 1 female in clear polysulfone cages measuring 42.5×26.6×18.5 cm with a stainless steel mesh lid and floor.
- Diet (e.g. ad libitum): commercially available laboratory rodent diet (4 RF 21, Mucedola S.r.l., Via G. Galilei, 4, 20019 Settimo Milanese (MI), Italy); ad libitum

- Water (e.g. ad libitum): drinking water; ad libitum
- Acclimation period: 14 days

ENVIRONMENTAL CONDITIONS
- Temperature (°C): 22 °C ± 2 °C
- Humidity (%): 55% ± 15%
- Air changes (per hr): 15 to 20 air changes
- Photoperiod (hrs dark / hrs light): 12 hrs dark/12 hrs light

Administration / exposure

Route of administration:
oral: gavage
Vehicle:
corn oil
Details on exposure:
The required amount of CAPATM 2047A was suspended in the vehicle (corn oil) and maintained under magnetic stirring up to dosing. The formulations were prepared daily or up to weekly intervals according to the stability data at concentrations of 25, 75 and 250 mg/mL. Concentrations were calculated and expressed in terms of test item as supplied.
The proposed formulation procedure for the test item was checked in the range from 1 to 500 mg/mL by chemical analysis (concentration and homogeneity) in RTC Study no. A2298 to confirm that the method of preparation was suitable. Final results for all levels were within the acceptability limits stated in internal RTC SOPs for concentration (80-120% of the intended concentration) and homogeneity (CV <10%). In addition, in RTC Study no. A2298, the stability of the formulations at 28 hour and 8 days at room temperature was verified in the range from 1 to 500 mg/mL.
Samples of the formulations prepared on Week 1 and Week 3 of the study were also analysed to check the homogeneity and concentration. Results of the analyses were within the acceptability limits stated in RTC SOPs for suspensions (80-120% for concentration and CV <10% for homogeneity).
Chemical analysis was carried out by the Analytical Chemistry Department at RTC and the software used for this activity was Analyst 1.6.2.
The test item was administered orally by gavage to the females at the dose volume of 4 mL/kg body weight. The dose was administered to each animal on the basis of the most recently recorded body weight and the volume administered was recorded for each animal. Control females received the vehicle alone at the same dose volume.
All animals were dosed once a day from Day 6 through Day 19 post coitum.
Analytical verification of doses or concentrations:
yes
Details on analytical verification of doses or concentrations:
The proposed formulation procedure for the test item was checked in the range from 1-500 mg/mL by chemical analysis (concentration and homogeneity) in RTC Study no. A2298 to confirm that the method was suitable. Final results for all levels were within the acceptability limits for concentration (80-120%) and homogeneity (CV < 10%). In addition, a 28 hour and 8 day stability at room temperature was verified in the range from 1-500 mg/mL. Suspensions were considered to be stable if concentration and homogeneity, after the defined period of storage, are still acceptable (80%-120% for concentration and CV < 10% for homogeneity). Samples of the formulations prepared on Weeks 1 and 3 of the study were also analysed to check the homogeneity and concentration. Results of the analyses were within the acceptability limits (80-120% for concentration and CV < 10% for homogeneity).
Details on mating procedure:
- Impregnation procedure: cohoused
- If cohoused: Females were paired one to one in the home cage of the male and left overnight.
- M/F ratio per cage: 1:1
- Length of cohabitation: Vaginal smears were taken daily in the morning from the day after pairing until a positive identification of mating was made. The day of mating, as judged by the presence of sperm in the vaginal smear or by the presence of a copulation plug, was considered as Day 0 of gestation (or Day 0 post coitum). Full mating records were maintained.
- Verification of same strain and source of both sexes: not specified
- Proof of pregnancy: sperm in vaginal smear referred to as Day 0 of pregnancy
- Any other deviations from standard protocol: no
Duration of treatment / exposure:
From Gestation Day 6 to 19 post coitum
Frequency of treatment:
Once daily
Duration of test:
Rats were terminated on Gestation Day 20.
Doses / concentrationsopen allclose all
Dose / conc.:
0 mg/kg bw/day
Remarks:
Vehicle control (corn oil)
Dose / conc.:
100 mg/kg bw/day
Remarks:
Low dose group
Dose / conc.:
300 mg/kg bw/day
Remarks:
Mid dose group
Dose / conc.:
1 000 mg/kg bw/day
Remarks:
High dose group
No. of animals per sex per dose:
Each group comprised 24 mated female rats.
Control animals:
yes, concurrent vehicle
Details on study design:
- Dose selection rationale: Dose levels were selected in consultation with the Sponsor based on information from a preliminary non GLP compliant study (RTC Study No. E0088, see IUCLID section 7.5.1; Eileraas, 2017). This oral gavage preliminary study was carried out at dose levels of 100, 300 and 1000 mg/kg bw/day in which Sprague Dawley rats were treated by oral gavage for 2 weeks. Since no treatment-related effects were observed at any dose level, it was decided to use the same dose levels for the present study.
According to the Guideline OECD 414, a dose of 1000 mg/kg bw/day is considered to be the highest dose to be used for a limit test, except when human exposure indicates the need for a higher dose level to be used.
Furthermore, a descending sequence of dose levels should be selected with a view to demonstrating any dosage related response and a NOAEL with respect to the dose selection based on OECD 414 (NOAEL) at the lowest dose level. It is stated that two to four-fold intervals are frequently optimal for setting the descending dose levels. According to this requirement, a mid-dose of 300 mg/kg bw/day and a low dose of 100 mg/kg bw/day was chosen for the dose-range finding test as well as for the main study.
- Rationale for animal assignment: On the day of allocation (Day 0 post coitum) all females were weighed and allocated to the groups by computerised stratified randomisation to give approximately equal initial group mean body weights. Each female was identified within the study by ear notch and housed no more than 5 to a cage. The cages were identified by a label recording the study number, animal numbers and details of treatment. The arrangement of cages in batteries was such that cages from each treatment group were evenly distributed across the battery to minimize possible environmental effects. The group identification and animal numbers assigned to the treatment are summarised below:

Group 1 (0 mg/kg bw/day): Females numbers (odd only): 1-47
Group 2 (100 mg/kg bw/day): Females numbers (odd only): 49-95
Group 3 (300 mg/kg bw/day): Females numbers (odd only): 97-143
Group 4 (1000 mg/kg bw/day): Females numbers (odd only): 145-191

The rat numbers listed above formed the last digits of a computer generated 8 figure animal number (the remaining digits of the animal number were different for each concurrent study and served to ensure unique animal numbering for any study employing computerised data collection). The computerised system used in this study was the Xybion Path/Tox System, Version 4.2.2.

Examinations

Maternal examinations:
CAGE SIDE OBSERVATIONS: Yes
- Time schedule: Throughout the study, all animals were checked early in each working day and again in the afternoon. At weekends and Public Holidays, a similar procedure was followed except that the final check was carried out at approximately mid-day.

DETAILED CLINICAL OBSERVATIONS: Yes
- Time schedule: clinical signs were recorded for individual animals. Each animal was observed twice daily during treatment before dosing and 30 minutes-1 hour after dosing and any clinical signs recorded starting from allocation until sacrifice.

BODY WEIGHT: Yes
- Time schedule for examinations: Days 0, 3, 6, 9, 12, 15, 18 and 20 post coitum

FOOD CONSUMPTION AND COMPOUND INTAKE (if feeding study): Yes
- Time schedule for examinations: Days 0, 3, 6, 9, 12, 15, 18 and 20 post coitum

- Compound intake calculated as time-weighted averages from the consumption and body weight gain data: No (no feeding study)

WATER CONSUMPTION AND COMPOUND INTAKE (if drinking water study): No

POST-MORTEM EXAMINATIONS: Yes
- Sacrifice on Gestation day 20; the animals were euthanised with carbon dioxide on Day 20 post coitum and necropsied as detailed below. All foetuses were sacrificed by intraperitoneal injection of sodium thiopental followed by hypothermia.
- Organs examined: Ovaries and uteri
Ovaries and uterine content:
The ovaries and uterine content was examined after termination: Yes
Examinations included:
- Gravid uterus weight: Yes
- Number of corpora lutea: Yes
- Number of implantations: Yes
- Number of early resorptions: Yes
- Number of late resorptions: Yes

- Other: number, sex and weight of all live foetuses; number and sex of dead foetuses (foetuses at term without spontaneous movements and breathing); number of intra-uterine deaths; gross evaluation of placentae
Fetal examinations:
- External examinations: Yes: all per litter
- Soft tissue examinations: Yes: approx. half per litter
- Skeletal examinations: Yes: approx. half per litter
- Head examinations: No data

Skeletal and fixed-visceral examinations were performed in all groups. Structural deviation was classified as follows:
- Malformations: major abnormalities that are rare and/or affect survival or health.
- Anomalies: minor abnormalities that are detected relatively frequently.
- Variants: a change that occurs within the normal population under investigation and is unlikely to adversely affect survival or health. This might include a delay in growth or morphogenesis that would have otherwise followed a normal pattern of development.
Statistics:
Group mean values for body weight of pregnant females, food consumption, gravid uterus weight, absolute weight gain (terminal body weight minus body weight at Day 0 post coitum minus gravid uterus), litter size, intra-uterine deaths, corpora lutea count, number of implantations, total implantation loss and pre- and post-implantation loss were calculated. Data from non-pregnant animals (with the exception of food consumption phase) were not included in group mean calculations of maternal body weight. Sex ratios of the foetuses were calculated as the percentage of males per litter. All derived values (e.g., means, percentages, ratios) were first calculated within the litter and the group values derived as a mean of individual litter values. Foetal structural deviations were expressed as the percentage of affected foetuses relative to all foetuses examined per group, as well as in terms of the mean litter percentage of affected litters. For continuous variables the significance of the differences amongst group means was assessed by Dunnett’s test or a modified t-test, depending on the homogeneity of data. Statistical analysis of non-continuous variables was carried out by means of the Kruskal-Wallis test and intergroup differences between the control and treated groups assessed by a non-parametric version of the Williams test.
Indices:
Pre-implantation loss was calculated as a percentage from the formula: Pre-implantation Loss (%) = [(no. corpora lutea − no. implantations) / no. corpora lutea] ×100

Post-implantation loss was calculated as a percentage from the formula: Post implantation Loss (%) = [(no. implantations − no. live foetuses) / no. implantations] ×100

Total implantation loss was calculated as a percentage from the formula: Total implantation Loss (%) = [(no. corpora lutea − no. live foetuses) / no. corpora lutea] ×100

Sex ratios of the foetuses were calculated as the percentage of males per litter. All derived values (e.g., means, percentages, ratios) were first calculated within the litter and the group values derived as a mean of individual litter values. Foetal structural deviations were expressed as the percentage of affected foetuses relative to all foetuses examined per group, as well as in terms of the mean litter percentage of affected litters.
Historical control data:
No data

Results and discussion

Results: maternal animals

General toxicity (maternal animals)

Clinical signs:
effects observed, non-treatment-related
Description (incidence and severity):
No signs of toxicological significance were noted during the study. Hunched posture and emaciated aspect were recorded in one rat at 300 mg/kg bw/day between Gestation Days 8 and 13. No animals died during the study. For details please see Table 1 below.
Dermal irritation (if dermal study):
not examined
Mortality:
no mortality observed
Description (incidence):
No animals died during the study.
Body weight and weight changes:
effects observed, non-treatment-related
Description (incidence and severity):
No differences in body weight were noted between control and treated groups. A slight (but statistically significant) decrease in weight gain of approximately 15% was noted on Gestation Days 15-18 in females at 1000 mg/kg bw/day compared to controls. Considering that these changes were occasionally, in magnitude and associated with a trend of recovery, they were considered to be without toxicological relevance.
No significant differences in terminal body weight were observed in treated groups compared to the control group. For details please see Table 1 below.
Food consumption and compound intake (if feeding study):
no effects observed
Description (incidence and severity):
No differences were detected in food consumption between treated and control females.
Food efficiency:
not examined
Water consumption and compound intake (if drinking water study):
not examined
Ophthalmological findings:
not examined
Haematological findings:
not examined
Clinical biochemistry findings:
not examined
Urinalysis findings:
not examined
Behaviour (functional findings):
not examined
Immunological findings:
not examined
Organ weight findings including organ / body weight ratios:
effects observed, non-treatment-related
Description (incidence and severity):
No significant differences in gravid uterus weight were observed in treated groups compared to the control group. At absolute weight gain, a slight statistically significant decrease, of approximately 13%, was noted in females receiving 1000 mg/kg/day, when compared to controls. This change was considered to be without toxicological relevance. For details please see Table 1 below.
Gross pathological findings:
no effects observed
Description (incidence and severity):
No changes of toxicological relevance were noted at necropsy.
Neuropathological findings:
not examined
Histopathological findings: non-neoplastic:
not examined
Histopathological findings: neoplastic:
not examined
Details on results:
Clinical signs in females (hunched posture, emaciated aspect) observed were considered to be not treatment-related, since no dose-response relationship has been observed. The statistical significant decrease in weight gain observed in the high-dose group were occasionally, in magnitude and associated with a trend of recovery. Thus, these effects were without toxicological significance. Also the observed significant decrease in weight gain at the high dose at GD15-18 is not considered to be treatment-related, since this effect was also occasionally. For details please see Table 1 below.

Maternal developmental toxicity

Number of abortions:
no effects observed
Description (incidence and severity):
Abortions were not reported.
Pre- and post-implantation loss:
no effects observed
Description (incidence and severity):
No effects on pre- and post-implantation loss were reported.
Total litter losses by resorption:
no effects observed
Description (incidence and severity):
Litter data were not affected by treatment.
Early or late resorptions:
no effects observed
Description (incidence and severity):
No effects on early or late resorptions were reported.
Dead fetuses:
no effects observed
Description (incidence and severity):
No dead fetuses were observed.
Changes in pregnancy duration:
not examined
Changes in number of pregnant:
effects observed, non-treatment-related
Description (incidence and severity):
A total of 4 females were found not pregnant at necropsy: one receiving 100 mg/kg/day, two receiving 300 mg/kg/day and one receiving 1000 mg/kg/day.
The number of females with live foetuses on gestation Day 20 was: 24 in the control, 23 in the low, 22 in the mid- and 23 in the high dose groups. For details please see Table 1 below.
Details on maternal toxic effects:
A total of 4 females were found not pregnant at necropsy: one receiving 100 mg/kg/day, two receiving 300 mg/kg/day and one receiving 1000 mg/kg/day. The number of females with live foetuses on gestation Day 20 was: 24 in the control, 23 in the low, 22 in the mid- and 23 in the high dose groups. These effects were considered to be not-treatment related, since no dose-response relationship was observed.

For the summary of relevant findings see table 1 in box "Any other information on results incl. tables".

Effect levels (maternal animals)

Key result
Dose descriptor:
NOAEL
Effect level:
1 000 mg/kg bw/day
Based on:
test mat.
Basis for effect level:
other: no adverse effects observed

Maternal abnormalities

Key result
Abnormalities:
no effects observed

Results (fetuses)

Fetal body weight changes:
no effects observed
Description (incidence and severity):
The mean foetal weight was not affected by treatment and mean foetal weight (for each sexes as well as for both sexes) and sex ratios of treatment groups were comparable to the control group. For details please see Table 1 below.
Reduction in number of live offspring:
no effects observed
Changes in sex ratio:
no effects observed
Description (incidence and severity):
Sex ratios were not affected by treatment. For details please see Table 4.
Changes in litter size and weights:
no effects observed
Description (incidence and severity):
Litter size was not affected by treatment. For details please see Table 1 below.
Changes in postnatal survival:
not examined
External malformations:
effects observed, non-treatment-related
Description (incidence and severity):
A total of 7 small foetuses (<2.7 g) were detected, 1 out of 356 in the control group, 1 out of 333 in the low dose group, 4 out of 306 in the medium group and 1 out of 324 in the high dose group. This indicated that the small foetuses were distributed according to the groups without the dose-relationship. For details please see Table 1 below.
Skeletal malformations:
effects observed, non-treatment-related
Description (incidence and severity):
No relevant differences between control and treated group were observed at skeletal examination (anomalies and variants). In a few cases, some alterations were noted only in treated groups, but the incidence, in terms of foetuses affected, were similar or observed without a dose-response relationship. For details please see Table 2 below.
Visceral malformations:
effects observed, non-treatment-related
Description (incidence and severity):
A total of eight foetuses showed malformations: generalized oedema, extreme in five control foetuses, in one foetus at 300 mg/kg bw/day and in one foetus at 1000 mg/kg bw/day. Persistent truncus arteriousus was observed for one foetus at 300 mg/kg bw/day. These findings are considered to be incidental. The other alterations (anomalies and variations) recorded were noted both in control and treated groups, with similar incidence. For details please see Table 3 below.
Other effects:
no effects observed
Details on embryotoxic / teratogenic effects:
A total of 7 small foetuses (< 2.7 g) were detected, 1 out of 356 in the control group, 1 out of 333 in the low dose group, 4 out of 306 in the mid-dose group and 1 out of 324 in the high dose group.
Furthermore, some alterations were noted only in treated groups, but the incidence, in terms of foetuses affected, were similar or observed without a dose-response relationship.
A total of eight foetuses showed malformations: generalized oedema, extreme in five control foetuses, in one foetus at 300 mg/kg bw/day and in one foetus at 1000 mg/kg bw/day. Persistent truncus arteriousus was observed for one foetus at 300 mg/kg bw/day.
The findings on skeletal, visceral and external malformation in fetuses are observed without a dose-response relationship. Thus, these effects are considered to be non-treatment related.

For the summary of relevant findings see tables in box "Any other information on results incl. tables".

Effect levels (fetuses)

Key result
Dose descriptor:
NOAEL
Effect level:
1 000 mg/kg bw/day
Based on:
test mat.
Sex:
male/female
Basis for effect level:
other: no adverse effects observed

Fetal abnormalities

Key result
Abnormalities:
no effects observed

Overall developmental toxicity

Key result
Developmental effects observed:
no

Any other information on results incl. tables

Table 1: Summary of relevant findings in the prenatal developmental toxicity study with CAPA 2047A













































































































































































































































































































































Dose level (mg/kg bw/day)



 



0



100



300



1000



Mated (#)



 



24



24



24



24



Deaths (#)



 



-



-



-



-



Not pregnant (#)



 



-



1



2



1



Dams with abortions (#)



 



-



-



-



-



Dams with early deliveries (#)



 



-



-



-



-



Dams with stillbirths (#)



 



-



-



-



-



Dams with dead foetuses (#)



 



-



-



-



-



Dams with live fetuses on GD20 (#)



 



24



23



22



23



Clinical signs of females



 



-



-



1 animal: Hunched posture (GD8-13), Emaciated (10-12)



-



Mean body weight (g)



GD0



227.37



228.48



225.62



229.58



GD6



252.66



254.57



253.51



253.51



GD9



262.72



265.72



261.71



263.88



GD18



350.25



340.32



343.13



340.94



GD20



386.41



386.55



376.86



373.73



Mean body weight gain (g/day)



GD6



4.340



4.402



4739



4.198



GD9



3.358



3.717



2733



3.454



GD18



16.423



15.846



15.047



14.223**



GD20



18.080



18.118



16.866



16.397



Mean body weight gain (g)



GD6-9



10.06



11.15



8.20



10.37



GD6-20



133.75



131.98



123.35



120.22



GD0-20



159.04



158.07



151.24



144.15



Mean gravid uterus weight (g)



 



85.94



83.30



75.30



80.30



Mean absolute weight gain (g)



 



37.84



69.86



71.46



29.01*



Mean corpora lutea (#)



 



15.21



15.13



14.68



14.70



Mean implantations (#)



 



15.04



14.96



14.55



14.61



Pre-implantation loss (%)



 



1.21



1.17



0.97



0.54



Post-implantation loss (%)



 



1.36



3.27



4.40



3.41



Total implantation loss (%)



 



2.57



4.43



5.30



3.95



Mean viable foetuses (#)



 



14.83



14.48



13.91



14.09



Mean viable foetuses (%)



 



97.5



95.6



94.7



95.9



Mean foetal weight (g) (sexes combined)



 



3.81



3.78



3.65



3.76



Mean foetal weight (g) (males)



 



3.89



3.86



3.76



3.91



Mean foetal weight (g) (females)



 



3.70



3.66



3.55



3.63



Small foetuses (#/total assessed)



 



1/356



1/333



4/306



1/324



Small foetuses (%)



 



0.28



0.30



1.31



0.31



Mean litter weight (g)



 



56.59



54.70



50.78



52.67



Early uterine deaths (%)



 



0.21



0.48



0.64



0.52



Late uterine deaths (%)



 



0



0



0



0



Males (%)



 



54.05



52.72



47.39



48.65



External abnormalities in foetuses (# of foetuses)



 



1



1



4



1



External abnormalities in foetuses (% of foetuses)



 



0.28



0.30



1.31



0.31



*significantly different to controls (p<0.05); **p<0.01


 


Table 2: Summary of skeletal examination of foetuses (group incidences) in the prenatal developmental toxicity study with CAPA 2047A























































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































 



 



 



Dose



No. foetuses



No. litters



Organ



Cat



Observation



mg/kg



Observed



Affected



%



Observed



Affected



%



Cervical vertebrae



AN



Metacarpal(s) no ossification 4th



0



184



0



0



24



0



0



100



172



0



0



23



0



0



300



159



0



0



22



0



0



1000



169



1



0.59



23



1



4.35



Forepaw(s)



AN



Metacarpal(s) no ossification 4th



0



184



16



8.70



24



11



45.83



100



172



13



7.56



23



9



39.13



300



159



21



13.21



22



14



63.64



1000



169



10



5.92



23



7



30.43



Hindpaw(s)



AN



Metacarpal(s) no ossification 4th



0



184



0



0



24



0



0



100



172



1



0.58



23



1



4.35



300



159



0



0



22



0



0



1000



169



1



0.59



23



1



4.35



VA



Metacarpal(s) incomplete ossification 4th



0



184



0



0



24



0



0



100



172



1



0.58



23



1



4.35



300



159



2



1.26



22



2



9.09



1000



169



1



0.59



23



1



4.35



Pelvic girdle



AN



Pubis incomplete ossification



0



184



0



0



24



0



0



100



172



1



0.58



23



1



4.35



300



159



1



0.63



22



1



4.55



1000



169



1



0.59



23



1



4.35



Ribs



AN



Wavy



0



184



0



0



24



0



0



100



172



0



0



23



0



0



300



159



1



0.63



22



1



4.55



1000



169



0



0



23



0



0



VA



Short 14th



0



184



1



0.54



24



1



4.17



100



172



1



0.58



23



1



4.35



300



159



1



0.63



22



1



4.55



1000



169



0



0



23



0



0



VA



Rudimentary 14th



0



184



25



13.59



24



15



62.50



100



172



12



6.98



23



9



39.13



300



159



18



11.32



22



11



50.00



1000



169



18



10.65



23



10



43.48



VA



14 ribs



0



184



1



0.54



24



1



4.17



100



172



0



0



23



0



0



300



159



0



0



22



0



0



1000



169



2



1.18



23



2



8.70



Sacral vertebrae



AN



Arch(es) incomplete ossification



0



184



0



0



24



0



0



100



172



1



0.58



23



1



4.35



300



159



0



0



22



0



0



1000



169



1



0.59



23



1



4.35



Skull



AN



Temporal incomplete ossification



0



184



25



13.59



24



12



50.00



100



172



22



12.79



23



12



52.17



300



159



19



11.95



22



13



59.09



1000



169



16



9.47



23



11



47.83



AN



Palatine incomplete ossification



0



184



0



0



24



0



0



100



172



1



0.58



23



1



4.35



300



159



0



0



22



0



0



1000



169



1



0.59



23



1



4.35



VA



Supraoccipital incomplete ossification



0



184



2



1.09



24



1



4.17



100



172



3



1.74



23



3



13.04



300



159



4



2.52



22



4



18.18



1000



169



4



2.37



23



4



17.39



VA



Interparietal incomplete ossification



0



184



0



0



24



0



0



100



172



0



0



23



0



0



300



159



1



0.63



22



1



4.55



1000



169



0



0



23



0



0



VA



Parietal incomplete ossification



0



184



0



0



24



0



0



100



172



0



0



23



0



0



300



159



1



0.63



22



1



4.55



1000



169



0



0



23



0



0



Sternebrae



AN



Bipartite 5th



0



184



0



0



24



0



0



100



172



0



0



23



0



0



300



159



0



0



22



0



0



1000



169



1



0.59



23



1



4.35



AN



Asymmetrical ossification



0



184



4



2.17



24



3



12.50



100



172



3



1.74



23



3



13.04



300



159



4



2.52



22



4



18.18



1000



169



2



1.18



23



2



8.70



AN



Asymmetrical ossification 5th



0



184



0



0



24



0



0



100



172



3



1.74



23



3



13.04



300



159



5



3.14



22



5



22.73



1000



169



3



1.78



23



3



13.04



AN



No ossification



0



184



1



0.54



24



1



4.17



100



172



2



1.16



23



2



8.70



300



159



1



0.63



22



1



4.55



1000



169



1



0.59



23



1



4.35



VA



No ossification 5th



0



184



6



3.26



24



3



12.50



100



172



3



1.74



23



3



13.04



300



159



8



5.03



22



5



22.73



1000



169



2



1.18



23



2



8.70



VA



No ossification 6th



0



184



0



0



24



0



0



100



172



1



0.58



23



1



4.35



300



159



2



1.26



22



2



9.09



1000



169



1



0.59



23



1



4.35



VA



Incomplete ossification



0



184



7



3.80



24



6



25.00



100



172



1



0.58



23



1



4.35



300



159



6



3.77



22



5



22.73



1000



169



5



2.96



23



5



21.74



VA



Incomplete ossification 5th



0



184



17



9.24



24



12



50.00



100



172



16



9.30



23



10



43.48



300



159



22



13.84



22



12



54.55



1000



169



21



12.43



23



12



52.17



VA



Incomplete ossification 6th



0



184



25



13.59



24



13



54.17



100



172



19



11.05



23



10



43.48



300



159



25



17.72



22



13



59.09



1000



169



13



7.69



23



8



34.78



VA



Dumb-bell shaped 5th



0



184



2



1.09



24



2



8.33



100



172



2



1.16



23



2



8.70



300



159



1



0.63



22



1



4.55



1000



160



0



0



23



0



0



Thoracic vertebrae



AN



Centrum no ossification



0



184



0



0



24



0



0



100



172



1



0.58



23



1



4.35



300



159



0



0



22



0



0



1000



169



1



0.59



23



1



4.35



VA



Centrum incomplete ossification



0



184



4



2.17



24



3



12.50



100



172



6



3.49



23



4



17.39



300



159



5



3.14



22



4



18.18



1000



169



5



2.96



23



5



21.74



AN



Centrum bipartite



0



184



0



0



24



0



0



100



172



2



1.16



23



2



8.70



300



159



0



0



22



0



0



1000



169



1



0.59



23



1



4.35



VA



Centrum asymmetrical dumb-bell shaped



0



184



1



0.54



24



1



4.17



100



172



2



1.16



23



1



4.35



300



159



4



2.52



22



4



18.18



1000



169



5



2.96



23



4



17.39



VA



Centrum dumb-bell shaped



0



184



1



0.54



24



1



4.17



100



172



4



2.33



23



4



17.39



300



159



4



2.52



22



4



18.18



1000



169



0



0



23



0



0



 


Categories: AN = Anomaly, VA = Variation


 


Table 3: Summary of fixed visceral examination of foetuses (group incidences) in the prenatal developmental toxicity study with CAPA 2047A





















































































































































































































































































































































Group



Organ



Cat



Observation(s)



Observed



Affected



%



Observed



Affected



%



1



Abdomen



VA



Haemorrhagic



172



1



0.58



24



1



4.17



Heart



AN



Atrium enlarged slight



172



2



1.16



24



2



8.33



Kidneys



AN



Haemorrhagic



172



1



0.58



24



1



4.17



Kidneys



VA



Pelvic dilatation slight



172



1



0.58



24



1



4.17



Testis



AN



Displaced



172



2



1.16



24



2



8.33



Thoracic cavity



AN



Haemorrhage



172



2



1.16



24



2



8.33



Ureter



VA



Enlarged slight



172



2



1.16



24



2



8.33



Ureter



VA



Kinked slight



172



1



0.58



24



1



4.17



Whole foetus



AN



Generalised oedema moderate



172



3



1.74



24



2



8.33



Whole foetus



MA



Generalised oedema extreme



172



5



2.91



24



3



12.50



2



Abdomen



VA



Haemorrhagic



161



2



1.24



23



2



8.70



Tail



AN



Bent



161



1



0.62



23



1



4.35



Testis



AN



Displaced



161



3



1.86



23



3



13.04



Thoracic cavity



AN



Haemorrhage



161



1



0.62



23



1



4.35



Ureter



VA



Enlarged slight



161



3



1.86



23



3



13.04



Whole foetus



AN



Generalised oedema moderate



161



1



0.62



23



1



4.35



Whole foetus



AN



Generalised oedema slight



161



2



1.24



23



2



8.70



3



Abdomen



VA



Umbelical vein left



147



2



1.36



22



2



9.09



Heart



MA



Persistent truncus arterious



147



1



0.68



22



1



4.55



Kidneys



VA



Pelvic dilatation slight



147



1



0.68



22



1



4.55



Testis



AN



Displaced



147



4



2.72



22



4



18.18



Ureter



AN



Enlarged moderate



147



2



1.36



22



2



9.09



Ureter



VA



Enlarged slight



147



3



2.04



22



3



13.64



Whole foetus



MA



Generalised oedema extreme



147



1



0.68



22



1



4.55



4



Abdomen



VA



Haemorrhagic



155



2



1.29



23



2



8.70



Abdomen



VA



Umbelical vein



155



1



0.65



23



1



4.35



Kidneys



AN



Haemorrhagic



155



1



0.65



23



1



4.35



Ureter



AN



Enlarged moderate



155



2



1.29



23



1



4.35



Whole foetus



MA



Generalised oedema extreme



155



1



0.65



23



1



4.35



 


Categories: AN = Anomaly, VA = Variation, MA = Malformation


Table 4: Litter data and sex ratios (group mean data) in the prenatal developmental toxicity study with CAPA 2047A


 









































































































































































































































































Group



Corpora Lutea



Implan­tations



Uterine Deaths



Viable young



%



Implantation loss (%)



Litter



Mean Foetal Weight (g)



Early



Late



Total



Total



M



F



males



Pre



Post



Total



Weight (g)



M



F



combined



1



Mean



15.21



15.04



0.21



0.00



0.21



14.83



7.92



6.92



54.05



1.21



1.36



2.56



56.59



3.89



3.70



3.81



SD



2.30



2.44



0.51



0.00



0.51



2.46



1.98



2.30



13.52



3.59



3.34



4.54



11.64



0.36



0.35



0.35



(n)



24



24



24



24



24



24



24



24



24



24



24



24



24



24



24



24



2



Mean



15.13



14.96



0.48



0.00



0.48



14.48



7.57



6.91



52.72



1.17



3.27



4.42



54.70



3.86



3.66



3.78



SD



1.77



1.82



0.67



0.00



0.67



1.97



2.29



2.63



15.06



2.63



4.74



4.94



8.04



0.17



0.16



0.15



(n)



23



23



23



23



23



23



23



23



23



23



23



23



23



23



23



23



3



Mean



14.68



14.55



0.64



0.00



0.64



13.91



6.55



7.36



47.39



0.97



4.40



5.29



50.78



3.76



3.55



3.65



SD



2.15



2.18



1.22



0.00



1.22



2.43



1.84



2.40



12.42



2.55



8.16



8.65



9.06



0.20



0.19



0.18



(n)



22



22



22



22



22



22



22



22



22



22



22



22



22



22



22



22



4



Mean



14.70



14.61



0.52



0.00



0.52



14.09



6.91



7.17



48.65



0.54



3.41



3.94



52.67



3.91



3.63



3.76



SD



2.80



2.76



0.99



0.00



0.99



2.75



2.56



2.44



15.21



1.81



6.74



6.69



9.17



0.23



0.23



0.22



(n)



23



23



23



23



23



23



23



23



23



23



23



23



23



23



23



23



* = Statistically significantly different from control group value at p<0.05

Applicant's summary and conclusion

Conclusions:
In this study, based on the results, maternal and developmental NOAELs of 1000 mg/kg bw/day can be determined. There was no evidence of teratogenicity or developmental toxicity under the conditions of this study.
Executive summary:

In a developmental toxicity study conducted according to OECD guideline 414, CAPA 2047A (2-Oxepanone polymer with 1,6-hexanediol diluted in corn oil) was administered to 24 pregnant female Sprague-Dawley rats/dose by gavage at dose levels of 0, 100, 300 or 1000 mg/kg bw/day from days 6 through 19 of gestation. Rats were terminated on gestation day 20 and the uterine contents investigated. Foetuses were assessed for external, visceral and skeletal abnormalities. 

No maternal deaths occurred during the study. Clinical signs in females (hunched posture, emaciated aspect) observed were considered to be not treatment-related, since no dose-response relationship has been observed. The statistical significant decrease in weight gain observed in the high-dose group were occasionally, in magnitude and associated with a trend of recovery. Thus, these effects were without toxicological significance. Also a significant decrease in weight gain at the high dose at GD15-18 was observed, which is not considered to be treatment-related, since this effect was also occasionally. A total of 4 females were found not pregnant at necropsy: one receiving 100 mg/kg/day, two receiving 300 mg/kg/day and one receiving 1000 mg/kg/day. The number of females with live foetuses on gestation Day 20 was: 24 in the control, 23 in the low, 22 in the mid- and 23 in the high dose groups. These effects were considered to be not-treatment related, since no dose-response relationship was observed. A total of 7 small foetuses (< 2.7 g) were detected, 1 out of 356 in the control group, 1 out of 333 in the low dose group, 4 out of 306 in the mid-dose group and 1 out of 324 in the high dose group. Furthermore, some alterations were noted only in treated groups, but the incidence, in terms of foetuses affected, were similar or observed without a dose-response relationship. A total of 8 foetuses showed malformations: generalized oedema, extreme in five control foetuses, in one foetus at 300 mg/kg bw/day and in one foetus at 1000 mg/kg bw/day. Persistent truncus arteriousus was observed for one foetus at 300 mg/kg bw/day. The findings on skeletal, visceral and external malformation in fetuses are observed without a dose-response relationship.

In the absence of any toxicologically significant maternal effects and in the absence of any developmental toxicity, maternal and developmental NOAELs of 1000 mg/kg bw/day can be determined for this study.

 

The developmental toxicity study in the rat is classified acceptable and satisfies the guideline requirement for a developmental toxicity study (OECD 414) in rats.